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Assurance Schema

The Assurance Schema provides a machine-readable structure for assurance activities, findings, conclusions, recommendations, and follow-up.

Purpose

The schema supports traceable assurance across AI governance processes, risks, controls, evidence, assessments, and governance outcomes. Assurance can provide an independent or otherwise defined review of whether governance arrangements are designed, implemented, and operating as intended.

Assurance activities

Assurance records can support:
  • assurance planning
  • scope definition
  • evidence review
  • assessment of controls
  • findings
  • conclusions
  • recommendations
  • corrective actions
  • follow-up
  • closure

Traceability

Assurance should remain connected to the governance records that establish the subject and basis of the review. Depending on the assurance activity, this can include relationships to:
  • AI systems
  • risks
  • controls
  • assessments
  • evidence
  • approvals
  • incidents
  • changes
  • improvement actions
This allows assurance results to contribute to the broader governance evidence chain.

Relationship to evaluation

Assurance information can form part of the governance context used when evaluating defined requirements or conditions. The AIGO evaluation architecture separates evaluation logic from governance records: governance records → rules → evaluation This allows assurance records to remain authoritative governance artifacts while evaluation rules determine which conditions should be checked. The current repository includes machine-readable evaluation rules, validated evaluation fixtures, and validated evaluation orchestration.

Canonical source

Machine-readable schema: schemas/09-assurance/09-AIGO-Assurance-Schema-v0.1.json Schema documentation: schemas/09-assurance/09-AIGO-Assurance-Schema-Documentation-v0.1.md Operational procedure: guidance/02-procedures/10-AIGO-AI-Assurance-Procedure-v0.1.md Implementation template: guidance/03-templates/12-AIGO-AI-Assurance-Template-v0.1.md